Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Julie Maria Lane | 2578227 | 1 | 02/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dominick James Guiseppone-Zucconi | 6153298 | 1 | 06/27/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Robert Sturgis | 1606766 | 2 | 09/28/2009 | Customer Dispute | Settled | $29,197.10 | $0.00 | See FINRA Report |
| John Robert Sturgis | 1606766 | 2 | 02/11/2009 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Steven Theron Anderson | 2486496 | 3 | 11/06/2006 | Customer Dispute | Closed-No Action | $30,425.00 | $0.00 | See FINRA Report |
| Steven Theron Anderson | 2486496 | 3 | 12/20/2004 | Customer Dispute | Denied | $24,000.00 | $0.00 | See FINRA Report |
| Steven Theron Anderson | 2486496 | 3 | 11/26/2004 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Ryan Joel Canales | 4627098 | 2 | 04/22/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ryan Joel Canales | 4627098 | 2 | 04/13/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |