Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick James Dwyer | 2250476 | 8 | 08/30/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Muzaffar Mashkoor Ahmed | 2091879 | 3 | 07/14/2005 | Customer Dispute | Settled | $17,000.00 | $0.00 | See FINRA Report |
| Patrick James Dwyer | 2250476 | 8 | 03/02/2005 | Customer Dispute | Denied | $128,524.00 | $0.00 | See FINRA Report |
| Richard Maroon Ina | 1769041 | 2 | 09/27/2002 | Customer Dispute | Closed-No Action | $500,000.00 | $0.00 | See FINRA Report |
| Richard Maroon Ina | 1769041 | 2 | 09/11/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Patrick James Dwyer | 2250476 | 8 | 09/26/2001 | Customer Dispute | Closed-No Action | $255,000.00 | $0.00 | See FINRA Report |
| Patrick James Dwyer | 2250476 | 8 | 03/21/2001 | Customer Dispute | Settled | $111,000.00 | $0.00 | See FINRA Report |
| Laureen M Brandin | 5627191 | 1 | 06/16/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jamie Paula Wolff | 2283593 | 1 | 02/10/1994 | Customer Dispute | Settled | $45,597.00 | $0.00 | See FINRA Report |