Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick James Dwyer | 2250476 | 8 | 08/21/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Thomas Bigley | 1427469 | 1 | 10/22/2013 | Customer Dispute | Denied | $2,500,000.00 | $0.00 | See FINRA Report |
| Michael Scott Weinberg | 2041001 | 2 | 04/28/2010 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Muzaffar Mashkoor Ahmed | 2091879 | 3 | 08/17/2009 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |
| Patrick James Dwyer | 2250476 | 8 | 05/07/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Patrick James Dwyer | 2250476 | 8 | 04/14/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Scott Weinberg | 2041001 | 2 | 04/13/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kirsten Anne Tuzzo | 2092241 | 1 | 12/22/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Muzaffar Mashkoor Ahmed | 2091879 | 3 | 11/24/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Patrick James Dwyer | 2250476 | 8 | 10/23/2008 | Customer Dispute | Closed-No Action | $6,800,000.00 | $0.00 | See FINRA Report |