Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Martin Harman | 4763429 | 3 | 02/05/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Martin Harman | 4763429 | 3 | 11/26/2018 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| John Martin Harman | 4763429 | 3 | 05/18/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |