Our Staff has compiled our research into a database of FINRA Broker Disclosures for Intl Fillmore Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles William Cox | 1295618 | 2 | 02/14/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lorena Souza Brasil | 7212945 | 4 | 07/21/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lorena Souza Brasil | 7212945 | 4 | 07/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lorena Souza Brasil | 7212945 | 4 | 04/16/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lorena Souza Brasil | 7212945 | 4 | 12/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael T McLoughlin | 1675683 | 1 | 09/16/2015 | Customer Dispute | Settled | $14,700,000.00 | $0.00 | See FINRA Report |
| Michael Lee Dejarnette | 2903155 | 1 | 09/16/2015 | Customer Dispute | Settled | $14,700,000.00 | $0.00 | See FINRA Report |
| John Louis Glotzbach | 5055042 | 1 | 08/21/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Timothy Self | 4295200 | 1 | 02/06/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Derek Meitzer | 7423425 | 1 | 09/22/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |