Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sutter Securities Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Richard Jacks | 717638 | 6 | 09/18/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charles Russ Huffington | 844086 | 12 | 08/30/1991 | Customer Dispute | Settled | $44,538.80 | $0.00 | See FINRA Report |
| Gregory Arseny Yankovsky | 474046 | 4 | 08/20/1991 | Customer Dispute | Award / Judgment | $1,150.00 | $548.00 | See FINRA Report |
| Peter Joseph Conley | 1905484 | 11 | 01/25/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |