Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sutter Securities Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Richard Jacks | 717638 | 6 | 06/18/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Joseph Conley | 1905484 | 11 | 01/25/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Richard Jacks | 717638 | 6 | 11/20/1992 | Customer Dispute | Settled | $630,000.00 | $0.00 | See FINRA Report |
| Charles Russ Huffington | 844086 | 12 | 11/09/1992 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Peter Joseph Conley | 1905484 | 11 | 08/19/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Russ Huffington | 844086 | 12 | 08/06/1992 | Customer Dispute | Settled | $238,000.00 | $0.00 | See FINRA Report |
| Peter Joseph Conley | 1905484 | 11 | 07/22/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Russ Huffington | 844086 | 12 | 07/01/1992 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Gregory Arseny Yankovsky | 474046 | 4 | 06/05/1992 | Customer Dispute | Award / Judgment | $378,397.00 | $61,250.00 | See FINRA Report |
| Gregory Arseny Yankovsky | 474046 | 4 | 03/12/1992 | Customer Dispute | Award / Judgment | $40,000.00 | $11,565.00 | See FINRA Report |