Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sutter Securities Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anders Arendt De-Jounge | 2318841 | 6 | 10/08/1999 | Customer Dispute | Denied | $269,542.00 | $0.00 | See FINRA Report |
| Anders Arendt De-Jounge | 2318841 | 6 | 09/22/1999 | Customer Dispute | Closed-No Action | $52,594.50 | $0.00 | See FINRA Report |
| Philip E Rosensweig | 1125274 | 2 | 05/10/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles Russ Huffington | 844086 | 12 | 05/09/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Richard Jacks | 717638 | 6 | 02/07/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Richard Jacks | 717638 | 6 | 02/14/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Philip E Rosensweig | 1125274 | 2 | 01/01/1995 | Customer Dispute | Award / Judgment | $138,349.00 | $52,881.00 | See FINRA Report |
| Charles Russ Huffington | 844086 | 12 | 12/28/1994 | Customer Dispute | Settled | $53,719.00 | $0.00 | See FINRA Report |
| Christopher Paul Gardner | 1080424 | 4 | 07/06/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Richard Jacks | 717638 | 6 | 07/08/1993 | Customer Dispute | Settled | $40,610.00 | $0.00 | See FINRA Report |