Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sutter Securities Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Conrad Ihrie | 1394615 | 17 | 09/21/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Conrad Ihrie | 1394615 | 17 | 09/20/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Rolando Emilio Garcia | 2264780 | 3 | 09/06/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Conrad Ihrie | 1394615 | 17 | 05/11/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Conrad Ihrie | 1394615 | 17 | 05/11/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Conrad Ihrie | 1394615 | 17 | 05/09/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Conrad Ihrie | 1394615 | 17 | 05/09/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Conrad Ihrie | 1394615 | 17 | 05/03/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher Paul Gardner | 1080424 | 4 | 03/14/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Conrad Ihrie | 1394615 | 17 | 12/10/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |