Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sutter Securities Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Russ Huffington | 844086 | 12 | 11/16/2007 | Customer Dispute | Settled | $129,000.00 | $0.00 | See FINRA Report |
| Sean Wesley Mollard | 4691416 | 2 | 12/30/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Russ Huffington | 844086 | 12 | 03/06/2006 | Customer Dispute | Denied | $276,000.00 | $0.00 | See FINRA Report |
| Anders Arendt De-Jounge | 2318841 | 6 | 12/08/2005 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
| Gustavo Rodrigo | 3031284 | 3 | 06/07/2005 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Michael Conrad Ihrie | 1394615 | 17 | 02/26/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Rolando Emilio Garcia | 2264780 | 3 | 01/05/2004 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Rolando Emilio Garcia | 2264780 | 3 | 11/13/2003 | Customer Dispute | Denied | $7,698.00 | $0.00 | See FINRA Report |
| Michael Conrad Ihrie | 1394615 | 17 | 05/05/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Conrad Ihrie | 1394615 | 17 | 01/24/2003 | Customer Dispute | Settled | $1,300,000.00 | $0.00 | See FINRA Report |