Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sutter Securities Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sean Wesley Mollard | 4691416 | 2 | 01/13/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Russ Huffington | 844086 | 12 | 04/03/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Mitchell Deutsch | 601694 | 1 | 03/16/2012 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Gregory Arseny Yankovsky | 474046 | 4 | 04/19/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anders Arendt De-Jounge | 2318841 | 6 | 10/01/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charles Russ Huffington | 844086 | 12 | 08/04/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kola Abdul Rahman Agbaje | 3177135 | 1 | 07/28/2009 | Customer Dispute | Settled | $85,000.00 | $0.00 | See FINRA Report |
| Gustavo Rodrigo | 3031284 | 3 | 11/25/2008 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Charles Russ Huffington | 844086 | 12 | 03/31/2008 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Charles Russ Huffington | 844086 | 12 | 11/21/2007 | Customer Dispute | Settled | $174,335.00 | $0.00 | See FINRA Report |