Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sutter Securities Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Philip E Rosensweig | 1125274 | 2 | 05/10/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles Russ Huffington | 844086 | 12 | 12/28/1994 | Customer Dispute | Settled | $53,719.00 | $0.00 | See FINRA Report |
| Michael Richard Jacks | 717638 | 6 | 07/08/1993 | Customer Dispute | Settled | $40,610.00 | $0.00 | See FINRA Report |
| Michael Richard Jacks | 717638 | 6 | 11/20/1992 | Customer Dispute | Settled | $630,000.00 | $0.00 | See FINRA Report |
| Charles Russ Huffington | 844086 | 12 | 11/09/1992 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Charles Russ Huffington | 844086 | 12 | 08/06/1992 | Customer Dispute | Settled | $238,000.00 | $0.00 | See FINRA Report |
| Charles Russ Huffington | 844086 | 12 | 07/01/1992 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Charles Russ Huffington | 844086 | 12 | 08/30/1991 | Customer Dispute | Settled | $44,538.80 | $0.00 | See FINRA Report |