Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sutter Securities Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Charles Russ Huffington | 844086 | 12 | 07/01/1992 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
Gregory Arseny Yankovsky | 474046 | 4 | 06/05/1992 | Customer Dispute | Award / Judgment | $378,397.00 | $61,250.00 | See FINRA Report |
Gregory Arseny Yankovsky | 474046 | 4 | 03/12/1992 | Customer Dispute | Award / Judgment | $40,000.00 | $11,565.00 | See FINRA Report |
Charles Russ Huffington | 844086 | 12 | 08/30/1991 | Customer Dispute | Settled | $44,538.80 | $0.00 | See FINRA Report |
Gregory Arseny Yankovsky | 474046 | 4 | 08/20/1991 | Customer Dispute | Award / Judgment | $1,150.00 | $548.00 | See FINRA Report |