Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sutter Securities Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gustavo Rodrigo | 3031284 | 3 | 06/07/2005 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Rolando Emilio Garcia | 2264780 | 3 | 01/05/2004 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Rolando Emilio Garcia | 2264780 | 3 | 11/13/2003 | Customer Dispute | Denied | $7,698.00 | $0.00 | See FINRA Report |
| Michael Conrad Ihrie | 1394615 | 17 | 01/24/2003 | Customer Dispute | Settled | $1,300,000.00 | $0.00 | See FINRA Report |
| Michael Conrad Ihrie | 1394615 | 17 | 07/24/2002 | Customer Dispute | Settled | $4,500,000.00 | $0.00 | See FINRA Report |
| Anders Arendt De-Jounge | 2318841 | 6 | 05/20/2002 | Customer Dispute | Settled | $80,781.70 | $0.00 | See FINRA Report |
| Michael Conrad Ihrie | 1394615 | 17 | 11/15/2001 | Customer Dispute | Settled | $32,351.50 | $0.00 | See FINRA Report |
| Michael Conrad Ihrie | 1394615 | 17 | 09/11/2001 | Customer Dispute | Settled | $1,466,580.00 | $0.00 | See FINRA Report |
| Michael Conrad Ihrie | 1394615 | 17 | 09/11/2001 | Customer Dispute | Settled | $329,550.00 | $0.00 | See FINRA Report |
| Michael Conrad Ihrie | 1394615 | 17 | 03/06/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |