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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 4 out of 4 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Michael Alexander Lackwood4742917403/30/2023Customer DisputeSettled$95,000.00$0.00See FINRA Report
Michael Alexander Lackwood4742917402/11/2022Customer DisputeSettled$50,000.00$0.00See FINRA Report
Michael Alexander Lackwood4742917405/13/2019Customer DisputeSettled$500,000.00$0.00See FINRA Report
Michael Alexander Lackwood4742917408/02/2011Employment Separation After Allegations$0.00$0.00See FINRA Report

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