Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James David Beaudoin | 2992651 | 4 | 06/21/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles Bryant Kerker | 1317057 | 2 | 03/03/2015 | Customer Dispute | Settled | $8,345.00 | $0.00 | See FINRA Report |