Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gerald Joseph Fasanella | 849312 | 8 | 12/22/2020 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Gerald Joseph Fasanella | 849312 | 8 | 07/09/2020 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Gerald Joseph Fasanella | 849312 | 8 | 10/03/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gerald Joseph Fasanella | 849312 | 8 | 03/01/2010 | Customer Dispute | Denied | $61,868.00 | $0.00 | See FINRA Report |
| Gerald Joseph Fasanella | 849312 | 8 | 01/23/2008 | Customer Dispute | Closed-No Action | $5,144.07 | $0.00 | See FINRA Report |
| Gerald Joseph Fasanella | 849312 | 8 | 04/18/1990 | Customer Dispute | Settled | $55,000.00 | $0.00 | See FINRA Report |
| Gerald Joseph Fasanella | 849312 | 8 | 04/18/1990 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Gerald Joseph Fasanella | 849312 | 8 | 01/09/1989 | Customer Dispute | Award / Judgment | $47,350.00 | $23,600.00 | See FINRA Report |