Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Joseph Banks | 4497630 | 4 | 05/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Timothy Joseph Banks | 4497630 | 4 | 01/24/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Timothy Joseph Banks | 4497630 | 4 | 07/28/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Timothy Joseph Banks | 4497630 | 4 | 12/22/2004 | Customer Dispute | Withdrawn | $60,000.00 | $0.00 | See FINRA Report |