Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Luis Jacob Alayo Riera | 2678703 | 4 | 12/22/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Luis Jacob Alayo Riera | 2678703 | 4 | 11/30/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Luis Jacob Alayo Riera | 2678703 | 4 | 03/15/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Luis Jacob Alayo Riera | 2678703 | 4 | 07/31/2008 | Customer Dispute | Settled | $15,600.00 | $0.00 | See FINRA Report |