Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Douglas Brocker | 1951402 | 2 | 01/30/2018 | Customer Dispute | Denied | $25,851.00 | $0.00 | See FINRA Report |
| Michael Douglas Brocker | 1951402 | 2 | 06/19/2017 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |