Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Mark Zoch | 4426797 | 7 | 10/26/2017 | Customer Dispute | Denied | $9,436.00 | $0.00 | See FINRA Report |
| Paul Mark Zoch | 4426797 | 7 | 09/05/2017 | Customer Dispute | Settled | $4,494,220.00 | $0.00 | See FINRA Report |
| Paul Mark Zoch | 4426797 | 7 | 08/29/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul Mark Zoch | 4426797 | 7 | 12/14/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Paul Mark Zoch | 4426797 | 7 | 12/12/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Paul Mark Zoch | 4426797 | 7 | 05/05/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christian Eliezer Urbina | 5104700 | 2 | 06/30/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christian Eliezer Urbina | 5104700 | 2 | 02/28/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Mark Zoch | 4426797 | 7 | 11/29/2007 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Maxime Fleming Jean-Louis | 5436759 | 2 | 01/19/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |