Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Roger Craig Bowden | 2096554 | 3 | 12/13/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Roger Craig Bowden | 2096554 | 3 | 01/14/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Roger Craig Bowden | 2096554 | 3 | 04/29/2013 | Customer Dispute | Settled | $5,000.01 | $0.00 | See FINRA Report |