Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Fiore Tripodi | 721461 | 4 | 11/08/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Fiore Tripodi | 721461 | 4 | 06/21/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephen Fiore Tripodi | 721461 | 4 | 10/19/1988 | Customer Dispute | Award / Judgment | $16,000.00 | $3,742.01 | See FINRA Report |
| Stephen Fiore Tripodi | 721461 | 4 | 07/01/1988 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |