Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Edward Wheeler | 1953865 | 5 | 01/23/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Edward Wheeler | 1953865 | 5 | 09/04/2003 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| James Edward Wheeler | 1953865 | 5 | 07/23/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Edward Wheeler | 1953865 | 5 | 08/11/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Edward Wheeler | 1953865 | 5 | 01/23/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |