Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alan Neal Tocman | 4821425 | 1 | 11/24/2023 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Jared Michael Cohen | 4467148 | 1 | 08/07/2009 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Paul Randall Maynor | 2786627 | 3 | 12/15/2008 | Customer Dispute | Denied | $49,000.00 | $0.00 | See FINRA Report |