Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alan Neal Tocman | 4821425 | 1 | 11/24/2023 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Marshall Holt Gilman | 2357964 | 2 | 09/05/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Marshall Holt Gilman | 2357964 | 2 | 08/16/2010 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Jared Michael Cohen | 4467148 | 1 | 08/07/2009 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Paul Randall Maynor | 2786627 | 3 | 12/15/2008 | Customer Dispute | Denied | $49,000.00 | $0.00 | See FINRA Report |
| Nicholas Stephen Sutro | 5010485 | 1 | 05/01/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Paul Randall Maynor | 2786627 | 3 | 08/11/2005 | Customer Dispute | Settled | $28,025.70 | $0.00 | See FINRA Report |
| Jason Raymond Savey | 2941302 | 1 | 06/30/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel James O'Shea | 2992633 | 2 | 05/16/2000 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |