Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan Elliott | 4641046 | 2 | 11/02/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Bendell | 6164333 | 4 | 11/02/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Elliott | 4641046 | 2 | 09/19/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Todd Bendell | 6164333 | 4 | 09/18/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Clinton Craig Steinhoff | 6664344 | 1 | 05/16/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Todd Bendell | 6164333 | 4 | 02/23/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Todd Bendell | 6164333 | 4 | 10/29/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |