Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Paul Wicks | 2546082 | 2 | 10/25/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Craig Robert Townsend | 2238938 | 1 | 06/10/2009 | Customer Dispute | Denied | $65,633.70 | $0.00 | See FINRA Report |
| Christopher Wayne Bordner | 4051484 | 1 | 06/09/2006 | Customer Dispute | Denied | $108,765.00 | $0.00 | See FINRA Report |
| Timothy Ray Wetherington | 2564087 | 1 | 11/13/1997 | Customer Dispute | Settled | $4,500.00 | $0.00 | See FINRA Report |
| Michael Paul Wicks | 2546082 | 2 | 07/29/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |