Our Staff has compiled our research into a database of FINRA Broker Disclosures for Finalis Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Martin Beach | 2764171 | 14 | 01/06/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Frank Sciortino | 1233471 | 3 | 10/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas James Blasen | 1684707 | 2 | 10/24/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Martin Beach | 2764171 | 14 | 05/28/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Martin Beach | 2764171 | 14 | 10/16/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Martin Beach | 2764171 | 14 | 11/29/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Martin Beach | 2764171 | 14 | 11/14/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mikhail Vasilchikov | 5517879 | 1 | 08/23/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Martin Beach | 2764171 | 14 | 07/14/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Martin Beach | 2764171 | 14 | 07/14/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |