Our Staff has compiled our research into a database of FINRA Broker Disclosures for Finalis Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dylan Gittleman | 4920344 | 1 | 05/07/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew Sandberg | 6901765 | 1 | 01/15/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kylie Lyn Blasen | 7585557 | 1 | 01/13/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul John Schwendel | 1686792 | 1 | 12/03/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Murat Alexander Armbruster | 6924924 | 1 | 08/23/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Philip Peredo | 6942388 | 1 | 06/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Patrick Callanan | 5752195 | 1 | 03/13/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gordon David Adelsberg | 7037265 | 3 | 01/01/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gordon David Adelsberg | 7037265 | 3 | 01/01/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Martin Beach | 2764171 | 14 | 12/16/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |