Our Staff has compiled our research into a database of FINRA Broker Disclosures for Finalis Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Martin Beach | 2764171 | 14 | 07/14/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Norman Ellsworth Clarke | 1332748 | 1 | 02/01/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |