Our Staff has compiled our research into a database of FINRA Broker Disclosures for Finalis Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Frank Sciortino | 1233471 | 3 | 10/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deborah Ann Salerno | 708847 | 1 | 03/08/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |