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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 10 out of 11 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Carl Damien Gill10763611604/01/2024Customer DisputeSettled$100,000.00$0.00See FINRA Report
Carl Damien Gill10763611609/18/2023Customer DisputeSettled$35,000.00$0.00See FINRA Report
Carl Damien Gill10763611602/06/2023Customer DisputeSettled$676,000.00$0.00See FINRA Report
Carl Damien Gill10763611606/10/2022Customer DisputeSettled$0.00$0.00See FINRA Report
Carl Damien Gill10763611604/08/2022Customer DisputeSettled$0.00$0.00See FINRA Report
Carl Damien Gill10763611609/28/2021Customer DisputeSettled$100,001.00$0.00See FINRA Report
Carl Damien Gill10763611607/12/2021Customer DisputeSettled$0.00$0.00See FINRA Report
Carl Damien Gill10763611604/20/2021Customer DisputeSettled$350,000.00$0.00See FINRA Report
Carl Damien Gill10763611603/12/2021Customer DisputeSettled$176,885.00$0.00See FINRA Report
Carl Damien Gill10763611602/22/2021Customer DisputeSettled$50,000.00$0.00See FINRA Report

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