Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric John Ludovico | 2932082 | 1 | 08/02/2022 | Customer Dispute | Award / Judgment | $0.00 | $1,035,360.00 | See FINRA Report |
| Daniel Keith Beech | 6169844 | 22 | 07/26/2022 | Customer Dispute | Settled | $379,250.00 | $0.00 | See FINRA Report |
| Daniel Keith Beech | 6169844 | 22 | 07/25/2022 | Customer Dispute | Settled | $258,900.00 | $0.00 | See FINRA Report |
| Daniel Keith Beech | 6169844 | 22 | 06/27/2022 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Daniel Keith Beech | 6169844 | 22 | 06/09/2022 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Daniel Keith Beech | 6169844 | 22 | 04/29/2022 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Earl C McCrary | 1226565 | 1 | 03/03/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bruce Michael Devoogd | 4800573 | 3 | 12/08/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Paulding Thomas | 2231234 | 10 | 10/26/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Keith Beech | 6169844 | 22 | 08/27/2021 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |