Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Keith Beech | 6169844 | 22 | 11/07/2022 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Daniel Keith Beech | 6169844 | 22 | 11/03/2022 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Shannon Marie Powers | 2367198 | 3 | 10/21/2022 | Customer Dispute | Settled | $210,000.00 | $0.00 | See FINRA Report |
| Daniel Keith Beech | 6169844 | 22 | 10/18/2022 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Daniel Keith Beech | 6169844 | 22 | 10/03/2022 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| David Anthony Reo | 2113425 | 4 | 09/14/2022 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Bruce Michael Devoogd | 4800573 | 3 | 08/22/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bruce Michael Devoogd | 4800573 | 3 | 08/15/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Gardner | 2131726 | 3 | 08/08/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Barrows | 2933260 | 8 | 08/02/2022 | Customer Dispute | Award / Judgment | $0.00 | $1,035,360.00 | See FINRA Report |