Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Keith Beech | 6169844 | 22 | 11/13/2023 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Daniel Keith Beech | 6169844 | 22 | 09/14/2023 | Customer Dispute | Settled | $516,000.00 | $0.00 | See FINRA Report |
| Shannon Marie Powers | 2367198 | 3 | 08/10/2023 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Daniel Keith Beech | 6169844 | 22 | 07/19/2023 | Customer Dispute | Pending | $115,000.00 | $0.00 | See FINRA Report |
| Daniel Keith Beech | 6169844 | 22 | 07/03/2023 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Daniel Keith Beech | 6169844 | 22 | 04/21/2023 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Stephen E Trask | 1837307 | 10 | 03/09/2023 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Robin K Runco | 2249156 | 5 | 03/02/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Keith Beech | 6169844 | 22 | 01/11/2023 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Stephen E Trask | 1837307 | 10 | 01/09/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |