Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Lon Biederman | 1237596 | 2 | 09/01/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Henriksen Gage | 815338 | 4 | 01/01/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Earl David Hensley | 1304915 | 3 | 10/28/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Hiller Kelley | 1787674 | 1 | 08/30/1991 | Customer Dispute | Settled | $78,608.00 | $0.00 | See FINRA Report |
| Earl David Hensley | 1304915 | 3 | 03/18/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Earl David Hensley | 1304915 | 3 | 02/14/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stace J Jensen | 4122137 | 1 | 02/08/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Donald Henriksen Gage | 815338 | 4 | 06/15/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Ballard White | 2155480 | 6 | 11/25/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy Ballard White | 2155480 | 6 | 02/01/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |