Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Ballard White | 2155480 | 6 | 12/12/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Timothy Ballard White | 2155480 | 6 | 11/04/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Henriksen Gage | 815338 | 4 | 08/18/1997 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Malik Pearson | 2549637 | 2 | 08/04/1997 | Customer Dispute | Award / Judgment | $289,000.00 | $1,055,000.00 | See FINRA Report |
| Michael Jerome Grant | 4468407 | 4 | 05/08/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Jerome Grant | 4468407 | 4 | 01/27/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy Ballard White | 2155480 | 6 | 02/09/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Donald Henriksen Gage | 815338 | 4 | 11/29/1993 | Customer Dispute | Award / Judgment | $128,804.00 | $6,000.00 | See FINRA Report |
| David Anthony Reo | 2113425 | 4 | 11/05/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Carl Vincent Gottuso | 1015679 | 1 | 10/21/1993 | Customer Dispute | Settled | $10,375.00 | $0.00 | See FINRA Report |