Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Theodore Leonard Brooks | 2628214 | 3 | 08/18/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Theodore Leonard Brooks | 2628214 | 3 | 11/02/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Theodore Leonard Brooks | 2628214 | 3 | 04/28/2004 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |