Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Barrows | 2933260 | 8 | 04/13/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Joseph Mock | 4223858 | 5 | 09/29/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Paulding Thomas | 2231234 | 10 | 08/25/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Ryan Sharpe | 2217080 | 5 | 07/21/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Ryan Sharpe | 2217080 | 5 | 07/21/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Paulding Thomas | 2231234 | 10 | 07/31/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Barrows | 2933260 | 8 | 04/11/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Martin Benjamson | 1161623 | 6 | 04/07/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Paulding Thomas | 2231234 | 10 | 09/27/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul Michael Hayes | 5005639 | 1 | 03/22/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |