Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen E Trask | 1837307 | 10 | 07/29/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Ryan Sharpe | 2217080 | 5 | 06/06/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Ryan Sharpe | 2217080 | 5 | 06/06/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Martin Benjamson | 1161623 | 6 | 12/17/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Martin Benjamson | 1161623 | 6 | 09/06/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jon Hoyle | 5978160 | 1 | 08/23/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen E Trask | 1837307 | 10 | 01/05/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Barrows | 2933260 | 8 | 09/06/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Paulding Thomas | 2231234 | 10 | 08/29/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Timothy Patrick Flanagan | 2406878 | 1 | 04/17/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |