Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Joseph Scrimenti | 1451945 | 2 | 03/14/2004 | Customer Dispute | Settled | $9,696.81 | $0.00 | See FINRA Report |
| Daniel A Odigie | 2134208 | 3 | 08/22/2003 | Customer Dispute | Settled | $16,000.00 | $0.00 | See FINRA Report |
| Daniel A Odigie | 2134208 | 3 | 07/24/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Paulding Thomas | 2231234 | 10 | 05/20/2003 | Customer Dispute | Closed-No Action | $19,000.00 | $0.00 | See FINRA Report |
| Kalomira K Zangoulos | 4451124 | 8 | 05/20/2003 | Customer Dispute | Denied | $28,000.00 | $0.00 | See FINRA Report |
| David Anthony Reo | 2113425 | 4 | 02/27/2003 | Customer Dispute | Settled | $41,916.00 | $0.00 | See FINRA Report |
| Daniel A Odigie | 2134208 | 3 | 09/24/2002 | Customer Dispute | Closed-No Action | $240,000.00 | $0.00 | See FINRA Report |
| James Moss Madden | 2883455 | 2 | 02/11/2002 | Customer Dispute | Denied | $110,000.00 | $0.00 | See FINRA Report |
| Stephen E Trask | 1837307 | 10 | 04/10/2001 | Customer Dispute | Settled | $59,330.00 | $0.00 | See FINRA Report |
| Scott Lawrence Olson | 711256 | 8 | 11/18/1999 | Customer Dispute | Settled | $26,000.00 | $0.00 | See FINRA Report |