Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen E Trask | 1837307 | 10 | 02/16/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stephen E Trask | 1837307 | 10 | 09/29/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Shannon Marie Powers | 2367198 | 3 | 09/13/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robin K Runco | 2249156 | 5 | 08/05/2006 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Aron Joseph Marcinkoski | 3122957 | 1 | 07/13/2006 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Anthony N Guggino | 231693 | 3 | 09/22/2005 | Customer Dispute | Settled | $4,066.98 | $0.00 | See FINRA Report |
| Kalomira K Zangoulos | 4451124 | 8 | 08/05/2005 | Customer Dispute | Settled | $13,750.00 | $0.00 | See FINRA Report |
| Kalomira K Zangoulos | 4451124 | 8 | 08/05/2005 | Customer Dispute | Settled | $13,750.00 | $0.00 | See FINRA Report |
| Scott Lawrence Olson | 711256 | 8 | 12/13/2004 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Carlos Robert Romero | 2468255 | 3 | 09/13/2004 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |