Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lynn Smeraldo | 1884870 | 1 | 03/21/2013 | Customer Dispute | Withdrawn | $20,000.00 | $0.00 | See FINRA Report |
| Stephen E Trask | 1837307 | 10 | 03/05/2013 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Stephen E Trask | 1837307 | 10 | 11/05/2012 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Jeffrey Joseph Scrimenti | 1451945 | 2 | 03/26/2012 | Customer Dispute | Closed-No Action | $7,400.00 | $0.00 | See FINRA Report |
| Kalomira K Zangoulos | 4451124 | 8 | 02/20/2009 | Customer Dispute | Denied | $7,037.70 | $0.00 | See FINRA Report |
| Michael Barrows | 2933260 | 8 | 12/05/2008 | Customer Dispute | Denied | $11,102.20 | $0.00 | See FINRA Report |
| Kalomira K Zangoulos | 4451124 | 8 | 10/17/2008 | Customer Dispute | Denied | $35,374.00 | $0.00 | See FINRA Report |
| Brian Joseph Mock | 4223858 | 5 | 07/15/2008 | Customer Dispute | Denied | $8,200.00 | $0.00 | See FINRA Report |
| Luis Manuel Espinoza | 4474528 | 2 | 02/12/2008 | Customer Dispute | Denied | $21,509.40 | $0.00 | See FINRA Report |
| Guy B Deemer | 2504584 | 6 | 04/05/2007 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |