Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Keith Beech | 6169844 | 22 | 07/25/2022 | Customer Dispute | Settled | $258,900.00 | $0.00 | See FINRA Report |
| Daniel Keith Beech | 6169844 | 22 | 06/27/2022 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Daniel Keith Beech | 6169844 | 22 | 06/09/2022 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Daniel Keith Beech | 6169844 | 22 | 04/29/2022 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Daniel Keith Beech | 6169844 | 22 | 08/27/2021 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Luis Manuel Espinoza | 4474528 | 2 | 07/20/2021 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Robin K Runco | 2249156 | 5 | 06/02/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stephen E Trask | 1837307 | 10 | 04/22/2020 | Customer Dispute | Award / Judgment | $1,100,000.00 | $200,000.00 | See FINRA Report |
| Daniel Keith Beech | 6169844 | 22 | 12/18/2019 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Charles Edward Howell | 4757297 | 4 | 11/29/2019 | Customer Dispute | Denied | $55,000.00 | $0.00 | See FINRA Report |