Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Robert E Jeppson | 5020524 | 1 | 04/21/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Randall J McCuen | 1056134 | 8 | 01/17/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Randall J McCuen | 1056134 | 8 | 01/17/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Randall J McCuen | 1056134 | 8 | 01/17/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Randall J McCuen | 1056134 | 8 | 01/17/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Randall J McCuen | 1056134 | 8 | 01/17/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Randall J McCuen | 1056134 | 8 | 01/17/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Randall J McCuen | 1056134 | 8 | 01/17/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |