Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Elizabeth G Schneider | 2619156 | 1 | 12/18/2000 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Charles Raymond Mays | 2257416 | 2 | 01/08/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |