Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Raymond Mays | 2257416 | 2 | 10/01/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Larry Philip Isaacs | 1230231 | 1 | 10/12/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin M Peterson | 5835662 | 1 | 06/21/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |