Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ryan Christopher Brown | 6019932 | 1 | 05/28/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Todd Misenheimer | 4475048 | 1 | 01/08/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Roger Allen Lingle | 5439558 | 1 | 09/10/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |