Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Fred Francis Liebau | 1049453 | 12 | 12/18/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Fred Francis Liebau | 1049453 | 12 | 05/21/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Fred Francis Liebau | 1049453 | 12 | 06/11/1997 | Customer Dispute | Settled | $36,628.50 | $0.00 | See FINRA Report |
| Fred Francis Liebau | 1049453 | 12 | 06/11/1997 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Fred Francis Liebau | 1049453 | 12 | 06/11/1997 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Fred Francis Liebau | 1049453 | 12 | 06/11/1997 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Fred Francis Liebau | 1049453 | 12 | 09/05/1995 | Customer Dispute | Settled | $25,500.00 | $0.00 | See FINRA Report |
| Fred Francis Liebau | 1049453 | 12 | 06/11/1994 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Fred Francis Liebau | 1049453 | 12 | 03/07/1994 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Fred Francis Liebau | 1049453 | 12 | 08/14/1985 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |